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You asked. We answered. What is FINRA? At FINRA, we protect investors and safeguard the integrity of the securities markets.
YouTube
- 3 years ago
FINRA provides a free disclosure too ( https://brokercheck.finra.org/ ) that anybody can use to check Registered Reps out.
YouTube
- 5 years ago
Not sure you completely understand how to use and read the results from the FINRA BrokerCheck Tool? We can help.
Brief tutorial on how to use the FINRA Broker Check tool to allow customers to look up their financial advisors past disciplinary ...
YouTube
- 4 years ago
Hear from Brooke Hickman, one of the first managers of the Helpline, about how it works and what it can do for investors.
YouTube
- 4 months ago
Every year, millions of seniors become victims of financial exploitation, resulting in billions of dollars in losses. That's just one ...
YouTube
- 4 months ago
FINRA's Examination team carries out a core function of FINRA's business by examining every member firm at least every four ...
YouTube
- 4 years ago
Find one you like and vet him or her through BrokerCheck.finra.org.
YouTube
- 2 days ago
This video provides a comprehensive tutorial on mutual funds for beginning investors, covering what they are, how they work, and ...
File your complaint at www.finra.org or call (301) 590-6500 and The SEC website www.sec.gov go to the complaint form.
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