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mycomplianceoffice
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EncryptedSite is Encrypted
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CountryHosted in United States
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Traffic rank#991,039 Site Rank
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Site age18 yrs old
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Site Owner informationWhois info
Website is Safe
Traffic rank
#991,039
#991,039
Site age
18 yrs
18 yrs
Location
United States
United States
Newest job postings for mycomplianceoffice
via Ladders
posted_at: 20 days agoschedule_type: Full-timesalary: 65,049–97,574 a year
About MCO (MyComplianceOffice)
MCO is a rising star in the world of compliance technology. From a humble startup, MCO is now the global leader in conduct-risk compliance management, with almost 1500 clients around the world, including many of the global financial leaders...
MCO is 15 years old and continues to enjoy tremendous growth. Recent product developments, new acquisitions, and unfilled needs in the market creates exciting opportunities for
About MCO (MyComplianceOffice)
MCO is a rising star in the world of compliance technology. From a humble startup, MCO is now the global leader in conduct-risk compliance management, with almost 1500 clients around the world, including many of the global financial leaders...
MCO is 15 years old and continues to enjoy tremendous growth. Recent product developments, new acquisitions, and unfilled needs in the market creates exciting opportunities for MCO to expand in the coming years. Business has been booming - with MCO achieving the much-heralded status of "the rule of 40" reflecting our excellent sales growth and underlying financial health. Recently voted the Technology Company of the Year, MCO is recognized as a world leader. MCO is financially strong with revenues and customer base growing at over 20% per annum.
MCO has an extensive Product Delivery team spread around the world and are now looking for an enthusiastic Chief Product Delivery Officer lead this organization. This person will lead this organization to deliver exciting new capabilities into the market, while ensuring that we maximise the performance of this global team.
About the MCO SaaS Platform
Our compliance platform helps companies reduce their risk of misconduct. Our SAAS-based platform lets compliance professionals demonstrate that they are proactively managing the regulated activities of employees, third-party vendors, and other agents of the firm. Available as a unified suite or à la carte, our easy-to-use and extensible SaaS-based solutions get clients up and running quickly and cost-efficiently. We've built our passion and proficiency for compliance automation into every product, enabling clients to use technology to minimize conduct risk.
About the role
MCO's Information Security Management System (ISMS) is ISO 27001:2013 certified. This role, part of our IT & Security Department, reporting to the IT Security Manager, is made up of a team of experienced professionals. You will play a central role in the continuous improvement of information security operations and management of our ISO27001:2013 certified ISMS program.
What you will need to succeed
The most important attributes you will bring to this role are:
• Ability to work independently and as part of a team
• 2-3 years experience in IT Audit (SOC2 or ISO 27001) or Information Security
• Excellent verbal and written communication skills
• A willingness to learn and develop new skills
• Excellent time management and an ability to prioritize
• Excellent soft skills
Responsibilities
Primary Responsibilities:
• Responding to Due Diligence Requests from customers and/or prospects.
• Participation in customer or prospect discussions on security related topics
• Developing artifacts in support of ISO 27001:2013 and SOC2 audit fieldwork
Secondary Responsibilities:
• Assisting with audits (internal) and control reviews in support of the MCO ISO 27001:2013 ISMS
• Member of the IT Security team working with other Technology departments including Architecture, Operations, and Engineering
• Work with security tools including (but not limited to) SIEM, Static Code Analysis, Vulnerability Management, Penetration Testing, etc.
• Other duties and responsibilities as assigned
Experience and Skills
Experience with any or all the following will be beneficial.
Essential Skills:
• Excellent soft skills to effectively communicate with all levels in both MCO and our clients
• Excellent analytical, critical thinking, and problem-solving skills
• Excellent verbal and written communication skills
Preferred Skills:
• IT Audit Experience with either ISO 27001 or SOC2 as a participant or SME (Subject Matter Expert)
• Security Certifications (or willingness to obtain) including: Security+, CC, CISA, SSCP, CISM, CCSP
• A working knowledge of the software development lifecycle (SDLC) for SaaS applications
• Knowledge of data protection legislation (GDPR, CCPA, etc Show more details...
MCO is a rising star in the world of compliance technology. From a humble startup, MCO is now the global leader in conduct-risk compliance management, with almost 1500 clients around the world, including many of the global financial leaders...
MCO is 15 years old and continues to enjoy tremendous growth. Recent product developments, new acquisitions, and unfilled needs in the market creates exciting opportunities for MCO to expand in the coming years. Business has been booming - with MCO achieving the much-heralded status of "the rule of 40" reflecting our excellent sales growth and underlying financial health. Recently voted the Technology Company of the Year, MCO is recognized as a world leader. MCO is financially strong with revenues and customer base growing at over 20% per annum.
MCO has an extensive Product Delivery team spread around the world and are now looking for an enthusiastic Chief Product Delivery Officer lead this organization. This person will lead this organization to deliver exciting new capabilities into the market, while ensuring that we maximise the performance of this global team.
About the MCO SaaS Platform
Our compliance platform helps companies reduce their risk of misconduct. Our SAAS-based platform lets compliance professionals demonstrate that they are proactively managing the regulated activities of employees, third-party vendors, and other agents of the firm. Available as a unified suite or à la carte, our easy-to-use and extensible SaaS-based solutions get clients up and running quickly and cost-efficiently. We've built our passion and proficiency for compliance automation into every product, enabling clients to use technology to minimize conduct risk.
About the role
MCO's Information Security Management System (ISMS) is ISO 27001:2013 certified. This role, part of our IT & Security Department, reporting to the IT Security Manager, is made up of a team of experienced professionals. You will play a central role in the continuous improvement of information security operations and management of our ISO27001:2013 certified ISMS program.
What you will need to succeed
The most important attributes you will bring to this role are:
• Ability to work independently and as part of a team
• 2-3 years experience in IT Audit (SOC2 or ISO 27001) or Information Security
• Excellent verbal and written communication skills
• A willingness to learn and develop new skills
• Excellent time management and an ability to prioritize
• Excellent soft skills
Responsibilities
Primary Responsibilities:
• Responding to Due Diligence Requests from customers and/or prospects.
• Participation in customer or prospect discussions on security related topics
• Developing artifacts in support of ISO 27001:2013 and SOC2 audit fieldwork
Secondary Responsibilities:
• Assisting with audits (internal) and control reviews in support of the MCO ISO 27001:2013 ISMS
• Member of the IT Security team working with other Technology departments including Architecture, Operations, and Engineering
• Work with security tools including (but not limited to) SIEM, Static Code Analysis, Vulnerability Management, Penetration Testing, etc.
• Other duties and responsibilities as assigned
Experience and Skills
Experience with any or all the following will be beneficial.
Essential Skills:
• Excellent soft skills to effectively communicate with all levels in both MCO and our clients
• Excellent analytical, critical thinking, and problem-solving skills
• Excellent verbal and written communication skills
Preferred Skills:
• IT Audit Experience with either ISO 27001 or SOC2 as a participant or SME (Subject Matter Expert)
• Security Certifications (or willingness to obtain) including: Security+, CC, CISA, SSCP, CISM, CCSP
• A working knowledge of the software development lifecycle (SDLC) for SaaS applications
• Knowledge of data protection legislation (GDPR, CCPA, etc Show more details...
via LinkedIn
posted_at: 3 days agoschedule_type: Full-time
Compliance Associate Responsibilities Include:
• Administering all aspects of employee Code of Ethics compliance program...
• Assisting with the preparation of regulatory filings.
• Conducting periodic compliance testing and review processes, including trade and e-mail
surveillance, monitoring and periodic certifications and testing processes.
• Designing and building compliance rules and automation projects.
• Monitoring the Firm’s
Compliance Associate Responsibilities Include:
• Administering all aspects of employee Code of Ethics compliance program...
• Assisting with the preparation of regulatory filings.
• Conducting periodic compliance testing and review processes, including trade and e-mail
surveillance, monitoring and periodic certifications and testing processes.
• Designing and building compliance rules and automation projects.
• Monitoring the Firm’s internal controls for effectiveness; assisting with annual reviews and risk
assessments.
• Maintaining books and records and ensuring completion of files.
• Interacting with other stakeholders at the firm, including the operations and investment teams.
• Identifying and resolving inefficiencies in current compliance workflow processes.
• Working on various ad-hoc reports and projects.
Qualifications
• Bachelors’ degree (or equivalent) required. JD or paralegal experience a plus, but not required.
• Minimum 1-4 years’ work experience in a compliance role, ideally at a hedge fund or other
registered investment adviser (RIA) or asset manager.
• Excellent written and verbal communication skills.
• Must be very enthusiastic and process oriented, with a strong work ethic, analytical and problemsolving skills and commitment to integrity and excellence.
• Ability to manage projects effectively and see through to completion.
• Must be well organized, pro-active, detail-oriented and meticulous.
• Strongly encouraged to have advanced skills in MS Excel, Word, PowerPoint, Outlook.
• Proficiency with Global Relay, Enfusion, MyComplianceOffice, Eze (or similar) a plus.
• Experience with coding (e.g., in Python, VBA or other computer languages) and database tools a
plus, but not required Show more details...
• Administering all aspects of employee Code of Ethics compliance program...
• Assisting with the preparation of regulatory filings.
• Conducting periodic compliance testing and review processes, including trade and e-mail
surveillance, monitoring and periodic certifications and testing processes.
• Designing and building compliance rules and automation projects.
• Monitoring the Firm’s internal controls for effectiveness; assisting with annual reviews and risk
assessments.
• Maintaining books and records and ensuring completion of files.
• Interacting with other stakeholders at the firm, including the operations and investment teams.
• Identifying and resolving inefficiencies in current compliance workflow processes.
• Working on various ad-hoc reports and projects.
Qualifications
• Bachelors’ degree (or equivalent) required. JD or paralegal experience a plus, but not required.
• Minimum 1-4 years’ work experience in a compliance role, ideally at a hedge fund or other
registered investment adviser (RIA) or asset manager.
• Excellent written and verbal communication skills.
• Must be very enthusiastic and process oriented, with a strong work ethic, analytical and problemsolving skills and commitment to integrity and excellence.
• Ability to manage projects effectively and see through to completion.
• Must be well organized, pro-active, detail-oriented and meticulous.
• Strongly encouraged to have advanced skills in MS Excel, Word, PowerPoint, Outlook.
• Proficiency with Global Relay, Enfusion, MyComplianceOffice, Eze (or similar) a plus.
• Experience with coding (e.g., in Python, VBA or other computer languages) and database tools a
plus, but not required Show more details...
via ZipRecruiter
schedule_type: Full-time
Overview
The Compliance Analyst will work as part of the corporate Compliance department and will participate in and/or support a variety of the department's compliance activities, including but not limited to, regulatory reporting, compliance testing, and internal control assessment...
Responsibilities
Create reports and content to meet the US and Non-US regulatory rating submission requirements. Assist in developing, maintaining and trouble-shooting
Overview
The Compliance Analyst will work as part of the corporate Compliance department and will participate in and/or support a variety of the department's compliance activities, including but not limited to, regulatory reporting, compliance testing, and internal control assessment...
Responsibilities
Create reports and content to meet the US and Non-US regulatory rating submission requirements. Assist in developing, maintaining and trouble-shooting electronic files/feeds ensuring that files meet the requirements of the various local regulatory bodies. Participate in the extraction and reporting for the Quarterly Compliance Certificate process from MyComplianceOffice Technologies (MCT), that will be used to support compliance monitoring. Develop and produce reports and related system enhancements as required, to facilitate compliance monitoring activities. Review and facilitate methods to automate and streamline the processes used to comply with rating regulatory requests made by regulators, such as the U.S. Securities Exchange Commission. Develop and conduct cross-checks between information presented on our website (and in other documents) and regulatory disclosure requirements. Participate in department projects and initiatives as required by management.
Qualifications
Bachelor's Degree in a business-related concentration.
2 years experience in programming and/or data analysis. 2 years Advanced MS Excel skills including Macros and Templates. MyComplianceOffice Technologies (MCT) software (formerly SCT), a plus. Oracle data access using TOAD(Quest Software) a plus. Access database experience a plus. Compliance experience a plus.
Skills Requires strong analytical skills and experience developing processes/procedures. Effective oral and written communication skills. In-depth knowledge of MS Excel including Macros and Templates. Knowledge of MyComplianceOffice Technologies (MCT) software (formerly SCT). Ability to work well independently or as part of a team. Ability to handle confidential information professionally. Ability to work on multiple tasks and balance near-term and long-term responsibilities. For internal candidates, proficient use and understanding of AM Best's information systems, such as Best's Credit Rating System (BCRS), and Best's Document Management System (DMS).Employment Type: OTHER Show more details...
The Compliance Analyst will work as part of the corporate Compliance department and will participate in and/or support a variety of the department's compliance activities, including but not limited to, regulatory reporting, compliance testing, and internal control assessment...
Responsibilities
Create reports and content to meet the US and Non-US regulatory rating submission requirements. Assist in developing, maintaining and trouble-shooting electronic files/feeds ensuring that files meet the requirements of the various local regulatory bodies. Participate in the extraction and reporting for the Quarterly Compliance Certificate process from MyComplianceOffice Technologies (MCT), that will be used to support compliance monitoring. Develop and produce reports and related system enhancements as required, to facilitate compliance monitoring activities. Review and facilitate methods to automate and streamline the processes used to comply with rating regulatory requests made by regulators, such as the U.S. Securities Exchange Commission. Develop and conduct cross-checks between information presented on our website (and in other documents) and regulatory disclosure requirements. Participate in department projects and initiatives as required by management.
Qualifications
Bachelor's Degree in a business-related concentration.
2 years experience in programming and/or data analysis. 2 years Advanced MS Excel skills including Macros and Templates. MyComplianceOffice Technologies (MCT) software (formerly SCT), a plus. Oracle data access using TOAD(Quest Software) a plus. Access database experience a plus. Compliance experience a plus.
Skills Requires strong analytical skills and experience developing processes/procedures. Effective oral and written communication skills. In-depth knowledge of MS Excel including Macros and Templates. Knowledge of MyComplianceOffice Technologies (MCT) software (formerly SCT). Ability to work well independently or as part of a team. Ability to handle confidential information professionally. Ability to work on multiple tasks and balance near-term and long-term responsibilities. For internal candidates, proficient use and understanding of AM Best's information systems, such as Best's Credit Rating System (BCRS), and Best's Document Management System (DMS).Employment Type: OTHER Show more details...
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